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Browsing Hashtag: #CFTC

People

Petal Walker Left CFTC to Rejoin WilmerHale

October 19, 2017

Wall Street News

CFTC Primer on Virtual Currencies

October 17, 2017

Regulatory Sanctions

Merrill Lynch to Pay $2.5Mn for Lax Supervision Over Swaps Traders

September 25, 2017

Regulatory Sanctions

Regulatory Sanctions Headlines, September 14

September 14, 2017

Regulators

Regulators Headlines, August 9

August 9, 2017

People

CFTC Gets Newly-Confirmed Commissioners

August 4, 2017

Regulators

$61Mn Payday for JPMorgan Whistleblowers - Will Double-Dipping Be Allowed?

July 21, 2017

People

People Headlines, July 17

July 17, 2017

People

White House Has New Nominee for CFTC Commissioner

July 13, 2017

Regulatory Sanctions

Regulatory Sanctions Headlines, 6/29

June 29, 2017

Regulators

Giancarlo Committed to 'Robust Enforcement' as U.S. CFTC Chair

June 23, 2017

Regulators

CFTC – And Then There Was One Commissioner

June 21, 2017

Crimes

Crimes Quick Takes, 6/19

June 19, 2017

Big Banks

Federal Agencies are Obstacles to Trump’s Plans for Overhauling Wall Street Rules

June 15, 2017

People

Erica Richardson Named CFTC Director for Public Affairs

June 13, 2017

Regulators

CFTC Fraud Advisories - Precious Metals Fraud

June 8, 2017

Regulators

CFTC Fraud Advisories: Forex Fraud

June 7, 2017

Regulators

Investor Losses Add Up Quickly in Forex, Precious Metals, Commodity Frauds

June 7, 2017

Regulators

Regulators Quick Takes, 6/7

June 7, 2017

People

What's Eating Steven Cohen?

May 31, 2017

Wall Street News

Does the Market Really Need Highly Leveraged ETFs?

May 23, 2017

Rules & Regulations

Help CFTC Simplify Its Rules

May 11, 2017

Regulators

Brian Quintenz, Commodity Pool Operator, Likely CFTC Nominee

April 17, 2017

Regulators

Trump Lifting Federal Hiring Freeze - Will SEC and CFTC Ever Hire Again?

April 12, 2017

Regulators

James McDonald Named Enforcement Director at CFTC

April 6, 2017

Hirings/Transitions

CFTC Appoints its First Chief Market Intelligence Officer

April 3, 2017

Compliance Concepts

‘Ask and Check’ Before Investing

March 28, 2017

Regulators

Christopher Giancarlo Named to Permanently Chair the CFTC

March 15, 2017

Hirings/Transitions

Daniel Davis Joins CFTC from Proskauer Rose

March 6, 2017

Big Banks

Competing Priorities Bog Down Efforts to Quickly Roll Back Dodd-Frank

February 28, 2017

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