BROWSE BY TOPIC
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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NEWSLETTERS & ALERTS
Associate Director / Chief Counsel in SEC Investment Management to Retire
The SEC announced that Douglas Scheidt, an Associate Director and the Chief Counsel in the Division of Investment Management, will retire at the end of September. He's spent 32 years in public service and has led the Division's Chief Counsel’s Office for over 21 years.
Prior to taking on his current role in 1997, Mr. Scheidt served as an Associate Director (Compliance, Financial Analysis, Public Utilities and Investment Company Regulation) and as the Assistant Director of the Office of Enforcement Liaison. He's also been a Lecturer at Howard University School of Law and Georgetown University Law Center.
And, before joining the SEC's Division of Investment Management in 1991, Mr. Scheidt served as VP and Associate General Counsel at The Boston Company Advisors, and as an attorney in private practice.
[Now, if he just stay out of Trump's cross-hairs until he retires. (Just joking)]