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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Job Postings as of 12/13
December 13, 2017
- General Counsel, Regulatory - Office of Gen'l Counsel - Wash., DC; Job Posting: Dec 12 - Requisition ID 006334
- FinOps Examiner - Member Reg., ROOR - NY, NY; Job Posting: Dec 12 - Requisition ID 006333
- Assoc. Director - Market Reg. - TFCE, Treasuries - NY, NY; Job Posting: Dec 12 - Requisition ID 006332
- Examiner - Market Reg. - TFCE, Treasuries - NY, NY; Job Posting: Dec 12 - Requisition ID 006331
- Examiner - Member Reg. - TFCE, Treasuries - NY, NY; Job Posting: Dec 12 - Requisition ID 006330
- Analyst - Member Reg., Trading Analysis - Rockville, MD; Job Posting: Dec 11 - Requisition ID 006242
- Financial Operations Examiner - Member Reg., ROOR - NY, NY; Job Posting: Dec 11 - Requisition ID 006284
- Sr Analyst, Member Reg. -Trading Analysis - Rockville, MD; Job Posting: Dec 11 - Requisition ID 006243
- Associate Analyst, Member Reg. -Trading Analysis - Rockville, MD; Job Posting: Dec 11 - Requisition ID 006241
- Associate Analyst - Member Reg., Customer Issues - Rockville, MD; Job Posting: Dec 11 - Requisition ID 006201
- Sr. Assoc. Ops Center Specialist - Technology - Rockville, MD - Contractor Conv.; Job Posting: Dec 7 - Requisition ID 006326
- Examiner - Member Reg., Sales Practice - Jericho, NY; Job Posting: Dec 7 - Requisition ID 006324
- Examiner - Member Reg., Sales Practice - NY, NY; Job Posting: Dec 7 - Requisition ID 006323
- Sr Analyst, Office of Government Affairs – Wash., DC; Job Posting: Dec 7 - Requisition ID 006322
- Examination Mgr - Member Reg., Sales Practice - NY, NY; Job Posting: Dec 7 - Requisition ID 006321
- Examiner - Member Reg., Sales Practice - NY, NY; Job Posting: Dec 6 - Requisition ID 006320
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