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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA: New Job Postings a/o January 24
January 24, 2018
- Analyst - Market Reg., Trading Analysis - Rockville, MD; Job Posting: Jan 24 - Requisition ID 006431
- Analyst - Market Reg., Market Analysis - Rockville, MD; Job Posting: Jan 24 - Requisition ID 006430
- Examiner, Fixed Income - Market Reg. - NY, NY; Job Posting: Jan 23 - Requisition ID 006429
- Investigator - OFDMI - Insider Trading ORSA - Chi., IL; Job Posting: Jan 23 - Requisition ID 006428
- Assoc. Principal Analyst - Market Reg.-Trading Analysis, Rockville, MD; Job Posting: Jan 23 - Requisition ID 006427
- Analyst - Market Reg., Trading Analysis - Rockville, MD; Job Posting: Jan 23 - Requisition ID 006426
- Assoc. Analyst, Market Reg.-Trading Analysis - Rockville, MD; Job Posting: Jan 23 - Requisition ID 006425
- Assoc. Analyst, Market Reg.-Trading Analysis - Rockville, MD; Job Posting: Jan 23 - Requisition ID 006424
- Examiner - Member Reg., Sales Practice - Chi., IL; Job Posting: Jan 23 - Requisition ID 006423
- Examiner - Member Reg., Sales Practice - Jericho, NY; Job Posting: Jan 22 - Requisition ID 006421
- Examiner - Member Reg., Sales Practice - Atlanta, GA or Boca Raton, FL; Job Posting: Jan 22 - Requisition ID 006419
- Lead Developer - Technology - Rockville, MD - Contractor Conv.; Job Posting: Jan 22 - Requisition ID 006417
- HR Specialist, Talent Acquisition & Mobility - HR - Rockville, MD; Job Posting: Jan 19 - Requisition ID 006416
- Analyst, Market Reg., Fixed Income - Rockville, MD; Job Posting: Jan 18 - Requisition ID 006126
- Sr Governance Analyst - Office of Corp. Secretary Admin - Wash., DC; Job Posting: Jan 18 - Requisition ID 006415
- Assoc. Analyst - Market Reg., Customer Issues - Rockville, MD; Job Posting: Jan 18 - Requisition ID 006201
- FinOps Examiner - Member Reg., ROOR - NY, NY; Job Posting: Jan 18 - Requisition ID 006333
- Lead Analyst - Technology - Rockville, MD - Contractor Conv.; Job Posting: Jan 18 - Requisition ID 006414
- FinOps Examiner - Member Reg., ROOR - NY, NY; Job Posting: Jan 18 - Requisition ID 006284
- Lead Principal Reg'y Training Specialist - Bus. Solutions, Shared Svcs - Rockville, MD; Job Posting: Jan 17 - Requisition ID 006412
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019