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- State Street Challenging BNY Mellon As Largest Custody Bank
- Changes to FINRA Advisory Committees: Phase 1
- SEC Approves CAT Fee Dispute Resolution Process
- Boston-Area Consultant & Friend Settle SEC Insider Trading Charges
- SEC Chair Clayton: Statement on Status of the Consolidated Audit Trail ('CAT')
- Goldman to Launch $5bn Fund with China Investment Corp.
- Wells Fargo Launches Robo-Adviser Targeting Millenial Investors
- Barclays Fails to End U.S. 'Dark Pool' Class Action
- Goldman Sachs' Chief Risk Officer, Craig Broderick, to Retire
- Time to Renew FINRA Registrations - B/D, IA, Agent, IA Rep, Branches
- New Jersey’s Next Governor Could Be a Democrat Who Worked at Goldman Sachs
- FINRA New York Region Networking Seminar - December 1st
- SEC Approves “Pay-to-Play” and Related Rules for Capital Acquisition Brokers
- Hedge Fund Giant Paul Singer Targeted for Destruction by Steve Bannon
- Saudi Arabia's arrest of Prince Alwaleed 'would be like arresting Warren Buffett or Bill Gates' in the US
- Arrest of Billionaire Saudi Prince Touches Sizable Stakes - Citigroup, Twitter, Lyft
- New York Fed President William Dudley set to announce retirement
- FINRA Arbitration Panel Rules Against ex-LPL Broker in $30Mn Lawsuit vs. Firm
- OOPS! Goldman, JPMorgan, BofA Fail in Pricing an IPO
- Former Merrill Broker Pleads Guilty to Fee Fraud, Faces Up To 25 Years
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NEWSLETTERS & ALERTS
Andrew Calamari Leaving the SEC
On the eve of his 5-year anniversary as Director of the SEC’s New York Regional Office, Andrew Calamari is leaving the agency. It was on October 17, 2012, that the SEC announced Mr. Calamari as successor to George Canellos, who had been promoted to Deputy Director of Enforcement earlier that year.
Mr. Calamari joined the SEC as a staff attorney in 2000, and rose through the ranks to his leadership position. Mr. Calamari had served as the Senior Associate Director and co-head of Enforcement for the New York Regional Office since 2004. He has not said where he will work next.
As far as honors and awards:
- In 2003, he received the agency’s Arthur F. Mathews Award, which is awarded annually to an SEC employee who has been consistently creative in applying the federal securities laws for the benefit of investors.
- In 2008, Mr. Calamari received the Stanley Sporkin Award, which is one of the SEC’s top awards for its enforcement officials.
- In 2004 and 2013, Mr. Calamari received the SEC and NTEU Labor-Management Relations Award, which honors SEC staff who have contributed significantly to labor-management relations.
Prior to joining the SEC, Calamari had been in private practice for 15 years, including at Donovan Leisure Newton & Irvine. The New York firm was founded by William "Wild Bill" Donovan, who then went on to lead a CIA predecessor agency. The firm shut down in 1998.
Calamari earned his law degree at Fordham Law.