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Paul Cellupica Rejoins SEC Investment Management Division

November 22, 2017

People

CBS, PBS, Bloomberg Mete Out Swift Justice for Charlie Rose

November 22, 2017

People

FINRA's Susan Axelrod is Ending 28-Year Enforcement Career

October 26, 2017

People

SEC Names New Director of OCIE

October 26, 2017

People

SIFMA Announces New Officers and Directors

October 24, 2017

People

JPMorgan Executive is the New SEC Director of Trading & Markets

October 19, 2017

People

Petal Walker Left CFTC to Rejoin WilmerHale

October 19, 2017

People

Andrew Calamari Leaving the SEC

October 18, 2017

People

SEC Regional Director to Leave Atlanta Office

October 17, 2017

People

SEC Appoints New Associate Regional Director for Examinations in New York Region

September 20, 2017

People

SEC Counsel is Retiring After 44 Years of Service

September 19, 2017

People

Global Head of Whistleblowing for Barclays is Leaving the Bank

September 18, 2017

People

Head of Investment Adviser/Investment Company Exams to Leave SEC

September 18, 2017

People

People Headlines, Sept 13

September 13, 2017

People

Bridget Fitzpatrick Named SEC Chief Litigation Counsel

September 8, 2017

People

Steven A. Cohen's Giant Penthouse: Priced to Sell at $57.5Mn?

September 6, 2017

People

Lucy Fato Joins AIG as EVP and General Counsel

September 6, 2017

People

Dalia Blass Rejoins SEC as Director of Investment Management Division

September 5, 2017

People

Columbia Law Professor to be Nominated as SEC Commissioner

September 5, 2017

People

Carl Icahn: Where Did He Go Wrong as Special Advisor for Regulatory Reform?

August 21, 2017

People

Deutsche Bank to Replace U.S. Chief

August 15, 2017

People

Preet Bharara Nears Launch of Weekly Internet Show

August 8, 2017

People

People Headlines, August 8

August 8, 2017

People

CFTC Gets Newly-Confirmed Commissioners

August 4, 2017

People

‘Grim’ Day for the SEC Investment Management Division

August 3, 2017

People

Former CEO of Oppenheimer Passes Away

August 3, 2017

People

Chicago Cubs Turn Back the Clock by 'Turning the Other Cheek'

July 31, 2017

People

U.S. Energy Secretary Rick Perry Gets Duped

July 26, 2017

People

People Headlines, July 26

July 26, 2017

People

Scaramucci Brings His Fiduciary Responsibilities to Washington

July 25, 2017

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