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People

SEC Names New Regional Director for Salt Lake Office

June 19, 2018

People

Welcome to the Securities and Exchange Commission

June 15, 2018

People

Richard Powers to Head DOJ Antitrust Division

May 21, 2018

People

SEC's OCIE Has New Chief Risk and Strategy Officer

May 15, 2018

People

Leadership Changes at Goldman Sachs

May 14, 2018

People

Associate Director / Chief Counsel in SEC Investment Management to Retire

April 20, 2018

People

Bari Havlik Replacing Susan Axelrod at FINRA

April 11, 2018

People

SEC's Scott Friestad Passes Away

April 6, 2018

People

Blankfein Reportedly Will Leave Goldman Sachs by Year's End

March 9, 2018

People

Robert Jackson & Hester Peirce Sworn in as SEC Commissioners

January 15, 2018

People

SEC Deputy Director of Trading and Markets is Retiring

December 20, 2017

People

Marc Berger Named Director of New York Regional Office

December 19, 2017

People

FINRA Election Results and Appointments

December 15, 2017

People

SEC Enforcement Has New Chief for Complex Financial Instruments Unit

December 7, 2017

People

Say Goodbye to SEC Director of Chicago Office

November 29, 2017

People

Paul Cellupica Rejoins SEC Investment Management Division

November 22, 2017

People

CBS, PBS, Bloomberg Mete Out Swift Justice for Charlie Rose

November 22, 2017

People

Charles Cain Named Chief of FCPA Unit

November 1, 2017

People

FINRA's Susan Axelrod is Ending 28-Year Enforcement Career

October 26, 2017

People

SEC Names New Director of OCIE

October 26, 2017

People

SIFMA Announces New Officers and Directors

October 24, 2017

People

JPMorgan Executive is the New SEC Director of Trading & Markets

October 19, 2017

People

Petal Walker Left CFTC to Rejoin WilmerHale

October 19, 2017

People

Andrew Calamari Leaving the SEC

October 18, 2017

People

SEC Regional Director to Leave Atlanta Office

October 17, 2017

People

SEC Appoints New Associate Regional Director for Examinations in New York Region

September 20, 2017

People

SEC Counsel is Retiring After 44 Years of Service

September 19, 2017

People

Global Head of Whistleblowing for Barclays is Leaving the Bank

September 18, 2017

People

Head of Investment Adviser/Investment Company Exams to Leave SEC

September 18, 2017

People

People Headlines, Sept 13

September 13, 2017

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