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SEC Appoints New Associate Regional Director for Examinations in New York Region

September 20, 2017

People

SEC Counsel is Retiring After 44 Years of Service

September 19, 2017

People

Global Head of Whistleblowing for Barclays is Leaving the Bank

September 18, 2017

People

Head of Investment Adviser/Investment Company Exams to Leave SEC

September 18, 2017

People

People Headlines, Sept 13

September 13, 2017

People

Bridget Fitzpatrick Named SEC Chief Litigation Counsel

September 8, 2017

People

Steven A. Cohen's Giant Penthouse: Priced to Sell at $57.5Mn?

September 6, 2017

People

Lucy Fato Joins AIG as EVP and General Counsel

September 6, 2017

People

Dalia Blass Rejoins SEC as Director of Investment Management Division

September 5, 2017

People

Columbia Law Professor to be Nominated as SEC Commissioner

September 5, 2017

People

Carl Icahn: Where Did He Go Wrong as Special Advisor for Regulatory Reform?

August 21, 2017

People

Deutsche Bank to Replace U.S. Chief

August 15, 2017

People

Preet Bharara Nears Launch of Weekly Internet Show

August 8, 2017

People

People Headlines, August 8

August 8, 2017

People

CFTC Gets Newly-Confirmed Commissioners

August 4, 2017

People

‘Grim’ Day for the SEC Investment Management Division

August 3, 2017

People

Former CEO of Oppenheimer Passes Away

August 3, 2017

People

Chicago Cubs Turn Back the Clock by 'Turning the Other Cheek'

July 31, 2017

People

U.S. Energy Secretary Rick Perry Gets Duped

July 26, 2017

People

People Headlines, July 26

July 26, 2017

People

Scaramucci Brings His Fiduciary Responsibilities to Washington

July 25, 2017

People

‘Nothing to Lose’ - Jordan Spieth

July 24, 2017

People

Dick Bove Calls for Lloyd Blankfein’s Ouster

July 19, 2017

People

Trump Nominee for Republican SEC Commissioner

July 19, 2017

People

SEC Chairman Clayton Has New Advisor

July 19, 2017

People

People Headlines, July 17

July 17, 2017

People

Barclays CEO Jes Staley Skating on Thin Ice

July 14, 2017

People

White House Has New Nominee for CFTC Commissioner

July 13, 2017

People

JPMorgan Hires New Head of Global Government Relations

July 13, 2017

People

People Headlines, 7/11

July 11, 2017

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