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Hirings/Transitions

FINRA Job Postings as of May 24

May 24, 2017

Hirings/Transitions

FINRA Job Postings as of May 17

May 17, 2017

Hirings/Transitions

Suni Harford Leaves Citi to Head Investments at UBS Asset Mgmt

May 16, 2017

Hirings/Transitions

FINRA Job Posting as of May 11

May 11, 2017

Hirings/Transitions

Goldman Has New Investment Banking Leadership

May 8, 2017

Hirings/Transitions

Trump’s Top Candidate as NY Prosecutor is Controversial Choice

April 28, 2017

Hirings/Transitions

Jamie Selway, a Front Runner to Run SEC Trading and Markets Division

April 26, 2017

Hirings/Transitions

FINRA Job Postings as of April 26

April 26, 2017

Hirings/Transitions

Brian Stern Is Cetera’s New General Counsel

April 24, 2017

Hirings/Transitions

Bradley Bennett Rejoins Baker Botts from FINRA

April 22, 2017

Hirings/Transitions

FINRA Job Postings as of April 19

April 19, 2017

Hirings/Transitions

New CLO and CFO Join Advisor Group of B/Ds, RIAs

April 17, 2017

Hirings/Transitions

Morgan Stanley’s Gain is Davis Polk’s Loss

April 17, 2017

Hirings/Transitions

Debevoise Adds U.S. Attorney to its Lineup

April 13, 2017

Hirings/Transitions

FINRA Job Postings as of April 12

April 12, 2017

Hirings/Transitions

Darryl White to Succeed Downe as CEO of BMO

April 7, 2017

Hirings/Transitions

FINRA Job Postings as of April 5

April 5, 2017

Hirings/Transitions

CFTC Appoints its First Chief Market Intelligence Officer

April 3, 2017

Hirings/Transitions

FINRA Job Postings as of March 29

March 29, 2017

Hirings/Transitions

NY Attorney General Beefs Up Office With 2 Lawyers from Federal Government

March 24, 2017

Hirings/Transitions

JPMorgan Names New Chief for Retail Brokerage

March 17, 2017

Hirings/Transitions

FINRA Job Postings as of March 15

March 15, 2017

Hirings/Transitions

HSBC Names New CEO

March 13, 2017

Hirings/Transitions

Changing of the Guard at LPL Financial

March 9, 2017

Hirings/Transitions

FINRA Job Postings as of March 8

March 8, 2017

Hirings/Transitions

A Day Without a Woman: What You Need to Know

March 8, 2017

Hirings/Transitions

Wells Fargo: Allen Parker to the Rescue

March 6, 2017

Hirings/Transitions

Matthew Axelrod Joins Linklaters Law from the Justice Department

March 6, 2017

Hirings/Transitions

Daniel Davis Joins CFTC from Proskauer Rose

March 6, 2017

Hirings/Transitions

Mark Kim is New Deputy Executive Officer at MSRB

March 5, 2017

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