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Hirings/Transitions

FINRA Job Postings as of 9/20

September 20, 2017

Hirings/Transitions

FINRA Job Postings as of September 13

September 13, 2017

Hirings/Transitions

FINRA Job Postings as of September 6

September 6, 2017

Hirings/Transitions

FINRA Job Postings as of August 23

August 23, 2017

Hirings/Transitions

FINRA Job Postings as of August 16

August 16, 2017

Hirings/Transitions

FINRA Job Postings as of August 9

August 9, 2017

Hirings/Transitions

SEC Promotes Donna Esau to Associate Regional Director for Examinations

August 3, 2017

Hirings/Transitions

FINRA Job Postings as of August 2

August 2, 2017

Hirings/Transitions

FINRA Job Postings as of July 26

July 26, 2017

Hirings/Transitions

FINRA Job Postings as of July 19

July 19, 2017

Hirings/Transitions

SEC Job Postings as of July 18

July 18, 2017

Hirings/Transitions

FINRA Job Postings as of July 12

July 12, 2017

Hirings/Transitions

SEC Job Posts as of July 11

July 11, 2017

Hirings/Transitions

FINRA Job Postings as of July 5

July 5, 2017

Hirings/Transitions

FINRA Job Postings as of June 28

June 28, 2017

Hirings/Transitions

SEC Job Postings as of June 27

June 27, 2017

Hirings/Transitions

FINRA Job Postings as of June 21

June 21, 2017

Hirings/Transitions

SEC Job Postings as of June 20

June 20, 2017

Hirings/Transitions

FINRA Job Postings as of June 14

June 14, 2017

Hirings/Transitions

SEC Job Postings as of 6/13

June 13, 2017

Hirings/Transitions

FINRA Job Postings as of 6/7

June 7, 2017

Hirings/Transitions

FINRA Job Postings as of May 24

May 24, 2017

Hirings/Transitions

FINRA Job Postings as of May 17

May 17, 2017

Hirings/Transitions

Suni Harford Leaves Citi to Head Investments at UBS Asset Mgmt

May 16, 2017

Hirings/Transitions

FINRA Job Posting as of May 11

May 11, 2017

Hirings/Transitions

Goldman Has New Investment Banking Leadership

May 8, 2017

Hirings/Transitions

Trump’s Top Candidate as NY Prosecutor is Controversial Choice

April 28, 2017

Hirings/Transitions

Jamie Selway, a Front Runner to Run SEC Trading and Markets Division

April 26, 2017

Hirings/Transitions

FINRA Job Postings as of April 26

April 26, 2017

Hirings/Transitions

Brian Stern Is Cetera’s New General Counsel

April 24, 2017

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