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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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CBOE: Latest Regulatory Circulars
December 23, 2011
Five Regulatory Circulars were issued recently to members of CBOE and affiliated exchanges. The pronouncements, with their applicable links, are as follows:
RG11-165, 12/21. CBOE, CBSX and ISG Enhance Electronic Blue Sheet Submissions.
RG11-164. 12/20. Prearranged Trades - Restatement of CBOE, CBSX Policies.
RG11-163 (CBOE), RG 11-042 (C2), 12/19. Adjusted Options Series.
RG11-162, 12/19. Marketing Fees on Index Options
RG11-161 2012, 12/15. Floor Broker Trading Permits and Floor Broker Trading Permit Sliding Scale; 2012 SPX Floor Broker Surcharge.
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