CBOE Regulatory Circulars are particularly critical this time of year, with reminders of year-end regulatory filings and requirements.  Here are 2011 "RegCircs" on the CBOE Legal & Regulatory Site that deal with year-end obligations. 

• 02/04/2011     RG11-022 Summary of 2010 Year-End Regulatory Reporting Requirements

• 01/27/2011     RG11-017 Anti-Money Laundering Compliance Program

• 01/27/2011     RG11-016 Reserve Orders

• 01/27/2011     RG11-014 Annual ITSFEA Rule 4.18 Filing

• 01/18/2011     RG11-011 Annual Reporting Pursuant to CBOE Rule 9.8 - Supervision of Accounts

• 01/11/2011     RG11-010 Anti-Money Laundering ("AML") Compliance Program (CBOE Rule 4.20):  Annual Requirements for Previous Filers Meeting Certain Conditions

• 01/11/2011     RG11-009 Anti-Money Laundering ("AML") Compliance Program (CBOE Rule 4.20)

• 01/11/2011     RG11-008 FOCUS REPORT (Form X-17A-5) 2010 Year-End Filing Due March 1, 2011

• 01/26/2011     RG11-013 Supplement to the Options Disclosure Document

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To access any of these postings, go to:   [CBOE Regulatory Circulars, as of 2/5]  

For further discussion on some of these Circulars, refer to separate postings on the RULE page.