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CFTC Market Oversight Advisory

March 14, 2011

CFTC’s Division of Market Oversight issued an Advisory reminding futures commission merchants, clearing members and foreign brokers (reporting firms) to submit an updated Form 102 when changes occur in an existing account.

There's a 3-day window for submitting the updated Form 102 - i.e., within 3 business days after information contained in a previously submitted Form 102 is no longer accurate.   [CFTC Release 6000-11, 3/11]