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CFTC Sets Public Meeting for Final Swap Rules

January 5, 2012
The CFTC will hold a public meeting on Wednesday, 1/11/12 at 9:30 a.m., to address the following 3 final and 1 proposed rules:
  • Final Rule: Registration of Swap Dealers and Major Swap Participants;
  • Final Rule: Protection of Cleared Swaps Customer Contracts and Collateral: Conforming Amendments to the Commodity Broker Bankruptcy Provisions;
  • Final Rule: Business Conduct Standards for Swap Dealers and Major Swap Participants with Counter parties;
  • Proposed Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds; and
  • Delegation of Authority Order: Performance of Registration Functions by National Futures Association with Respect to Swap Dealers and Major Swap Participants.
In addition to in-person attendance, the CFTC will broadcast the meeting via a webcast and via a conference call. For details on attending the meeting, and for further details, go to:   [CFTC PR 6162-12, 1/4/12]