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Stories of Interest
- North Korean caught secretly mining bitcoin rival
- IPO Timelines Cut by 80% After SEC's Private Filing Decision
- How the Carried Interest Break Survived the Tax Bill
- FINRA: The Neutral Corner
- Coinbasex Says Buying and Selling Temporarily Disabled Amid Price Rout
- Bitcoin plunges by more than a third in a single day
- Goldman Is Setting Up a Cryptocurrency Trading Desk
- Jefferies Lets Employees Choose When to Receive Their Bonuses
- UBS Told to Pay $903K After Losing Retaliation Verdict
- BEWARE: Long Island Iced Tea Shares Soar After Changing Name to Long Blockchain
- Gary Cohn’s Last Laugh: Cashing Out on Trump’s Tax Plan
- E*Trade Lets Customers Trade in CBOE Bitcoin Futures
- Swiss Find Serious Shortcomings at JPMorgan in 1MDB Case
- Washington-based Investment Adviser and His Business Partner Charged in Multi-Million Dollar Scheme
- FINRA Board of Governors Meeting
- Cryptocurrency Market Now Doing Same Daily Volume as the NYSE
- Jailed Barclays Trader Must Pay $400,000 From Libor Profits
- Trump Asks ‘How’s Your 401(k)?’ But Most Voters Don’t Have One
- A Bitcoin Hedge Fund’s Return: 25,004% (That Wasn’t a Typo)
- Madoff Victims Near Full Recovery of Principal With Payout
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NEWSLETTERS & ALERTS
Charles Cain Named Chief of FCPA Unit
Earlier this month, the SEC announced that Charles Cain was named chief of the Enforcement Division's national specialized Foreign Corrupt Practices Act (FCPA) Unit that focuses on violations of the anti-bribery provisions of the federal securities laws. Cain had been serving as Acting Chief of the FCPA Unit since April 2017.
PROFESSIONAL EXPERIENCE. Prior to being appointed as Acting Chief of the FCPA Unit, Mr. Cain had served in the following positions at the SEC:
- 2011-2017: Deputy Chief, FCPA Unit, SEC
- 2007-2011: Asst Director, SEC
- 2004-2007: Branch Chief, SEC
- 1999-2004: Senior Counsel, SEC
Following his service in the U.S. Navy, Mr. Cain earned his bachelor’s degree from the SUNY at Stony Brook in 1993, and his law degree with honors from The George Washington Law School in 1997.