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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
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- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
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- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
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- Getting a Handle on Virtual Currencies - FINRA
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Current, Former Execs at Fannie Mae, Freddie Mac Get Wells Notices
Daniel Mudd, the current CEO of Fortress Investment Group, ran Fannie Mae from 2004 to 2008. Anthony Piszel was Freddie Mac's CFO from 2006 to 2008. Donald Bisenius is a current EVP at Freddie Mac. All three received Wells notices from the SEC. Mr. Mudd, who was the firm's vice chairman and COO before becoming the CEO, is the highest-ranking official at these companies to come under scrutiny.
The notice sent to Mr. Mudd is the latest indication that the SEC is ramping up its sweeping investigation into Fannie Mae and its sister company, Freddie Mac, which the government had to bail out. [NYT Dealbook, 3/14]

