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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Deutsche Bank Overhauls, Facebook Intros Libra, Beyond Meat Sees 'Meatioric' Rise … And Other Headlines and Headliners
June 19, 2019
- - Compiled by Howard Haykin
FINES, SANCTIONS, LEGAL ACTIONS:
- New Jersey Investor Charged with Insider Trading - Over $46K in Avoided Losses [SEC]
- The Inmate Stockbroker with 51 Disclosures on BrokerCheck [BrokeAndBroker]
- 2 Senators Blame TD Bank for Crisis-Era Ponzi Scheme and Demand It Aid Victims [Barron's - subsc reqd]
PEOPLE & COMPANIES:
- Deutsche Bank CEO Considers Taking Interim Control of Investment Bank, and Other Executive Purges [Bloomberg]
► DB’s Quiet Man, CEO Sewing, Needs to Turn Up the Volume [Bloomberg]
► DB’s Lost Decade Haunts Sewing as Key Overhaul Nears [Bloomberg]
- Woodford Under Fresh Fire as Fidelity Curbs Investment In Second Fund [Reuters]
- Barclays Appoints Daniel Zimbaldi as a MD in Financial Institutions Group (FIG) M&A [BusinessWire]
- Goldman Sachs Banks on E-Commerce, Breaks Ground on Massive Brooklyn Facility [BizJournals]
- Piers Murray, Ex-COO of BNY Mellon, Leaving Amid Bond Trader Exodus [NYPost]
- Goldman, Citi Among Banks Delaying Brexit Asset Shifts [Bloomberg]
HEADLINES & HEADLINERS:
- Facebook Libra - Here's What FB’s New Cryptocurrency Will Look Like and How it Will Work [BusinessInsider]
- Step Aside Bitcoin - Here's Beyond Meat, Up 688% from $25 IPO Price - Short Sellers Lose $XXX,XXX,XXX's [BusinessInsider]
- Another Trump Appointee with a 'Dirty Past' - Patrick Shanahan - Withdraws from Defense Secretary Consideration [CNBC]
- SEC Seeks Public Comment on Ways to Harmonize Private Securities Offering Exemptions [SEC]
► Concept Release on Harmonization of Securities Offering Exemptions [SEC]
- SEC Amends Rule to Improve Application of the Auditor Independence Rules to Loan Provision [SEC]
- Political Contributions v. Pay-to-Play Rules, as DC Circuit Sustains FINRA Rule 2030 Against GOP Challenge [BrokeAndBroker]
