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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Ex-WilmerHale Partner Joins SEC
The SEC announced that Anne Small has been named a Deputy General Counsel in the SEC’s Office of General Counsel, and will join the agency staff in late March. Ms. Small succeeds Mark Cahn, who was promoted to General Counsel last month. She'll serve as Deputy General Counsel for Litigation and Adjudication, a role in which she will help oversee enforcement matters, appellate cases, and adjudications.
Ms. Small comes to the SEC from the New York office of WilmerHale LLP, where she was a litigation partner - involved in commercial and securities litigation, a broad range of civil and criminal matters, and trial and appellate work.
Ms. Small began her law career as law clerk for Judge Guido Calabresi on the U.S. Court of Appeals for the Second Circuit and for Justice Stephen G. Breyer on the Supreme Court of the U.S. She received her JD in 2001 from Harvard Law where she was awarded the Sears Prize and served as President of the Harvard Law Review. She earned her BA from Yale University in 1996. [SEC Release 11-71, 3/24]

