BROWSE BY TOPIC
- Bad Brokers
- Compliance Concepts
- Investor Protection
- Investments - Unsuitable
- Investments - Strategies
- Investments - Private
- Features/Scandals
- Companies
- Technology/Internet
- Rules & Regulations
- Crimes
- Investments
- Bad Advisors
- Boiler Rooms
- Hirings/Transitions
- Terminations/Cost Cutting
- Regulators
- Wall Street News
- General News
- Donald Trump & Co.
- Lawsuits/Arbitrations
- Regulatory Sanctions
- Big Banks
- People
TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
ABOUT FINANCIALISH
We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.
Stay Informed with the latest fanancialish news.
SUBSCRIBE FOR
NEWSLETTERS & ALERTS
FINRA Board: A New Public Governor
[ by Howard Haykin ]
FINRA today on Wednesday that Carol Anthony (John) Davidson, retired SVP, Controller and Chief Accounting Officer of Tyco International, will join FINRA's Board. He replaces Ellyn Brown, who recently stepped down from the Board, and his term begins on 1/1/13.
FINRA has a 22-person Board of Governors, with 11 public Governors and 10 industry Governors. FINRA's CEO fills the remaining seat.
FINRA Chairman and CEO Richard "Rick" Ketchum said he is pleased to have Mr. Davidson join the board, given his extensive experience and his ability to add a key perspective as FINRA continues to address critical investor protection issues.
Mr. Davidson professional experience included the following:
- He joined Tyco International in 2004 from Dell Inc..
- At Dell, he served as VP for Audit, Risk and Compliance.
- Prior to Dell, MR. Davidson spent 16 years with Eastman Kodak Company, where he led the company's internal audit function.
- He also served in a variety of accounting and financial leadership roles followed his first job, which was with Arthur Andersen & Co.
- Davidson is a CPA and holds an MBA from University of Rochester, and a Bachelor's Degree in accounting from St. John Fisher College in Rochester, New York.

