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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Board Elections
At the upcoming FINRA annual meeting - on or about Wednesday, 8/3/11 - member firms will elect one Small Firm Governor and one Large Firm Governor to the FINRA Board of Governors. A formal notice of the meeting - date, time location - will be mailed to executive representatives on or about 6/29.
Candidate Nominations. Eligible individuals who were not nominated for election to the FINRA Board by the Nominating Committee for the Large Firm seat - and eligible individuals for the Small Firm seat - may be included on the ballot for the election of governors by following the petition procedures set forth in the By-Laws and as further described in this Election Notice.
Questions should be directed to: Marcia Asquith, SVP and Corporate Secretary - (202) 728-8949; or, Grant Callery, EVP and General Counsel - (202) 728-8285.
For further details, go to: [FINRA Election Notice, 5/3/11]
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