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TRENDING TAGS
Stories of Interest
- Banca IMI Securities to Pay $35Mn for Improper Handling of ADRs in Continuing SEC Crackdown
- Members of White House ‘Arts Panel’ Resign En Masse in Protest of Trump
- FINRA Whiffs on Disciplinary Sanction: Bill Singer's 'Negligent Market Manipulation in OTC Stock Promotion'
- Heather Heyer’s Mother Says, ‘I’m Not Talking to the President’
- Goldman Sachs May Have Lost $100Mn on Energy Bet Gone Wrong
- SEC Drops Case Against Ex-JPMorgan Traders Over 'London Whale'
- Financial Advisers That Invest in Technology Need to Accomplish These Two Things
- FINRA Amends Codes Regarding Expedited Arbitrator List Selection
- FINRA July 2017 Quarterly Disciplinary Review (Podcast)
- Senior Exec in Citigroup's Equities Unit Has Left
- Prudential Plotting its Escape From Fed's Tough Oversight
- Why CEOs Spurned Trump's Business Councils, in Their Own Words
- A Stockbroker, Her LLC, and Her Customers' Loans (Or Investment?) - Bill Singer
- Brian Quintenz Sworn In as CFTC Commissioner
- A Gary Cohn Resignation Would 'Crash the Markets' – Mgmt Guru Jeffrey Sonnenfeld
- Trading Firm DRW to Buy RGM Advisors - As Low Volatility Forces Out Weak HFT Players (subsc reqd)
- Reputational Damage - Rajat Gupta on Hard Road to Recovery
- 7th Circuit Affirms Spoofing Conviction - Bill Singer
- Wells Fargo Announces Board Changes
- Judge Rules Against Ex-Goldman Employee in Fed Leak Case
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FINRA Job Postings as of 6/7
June 7, 2017
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Lead Security Engineer - Tech. - Rockville, MD - Contractor Conversion; Job Posting: Jun 7 - Requisition ID 006002
- FinOps Examiner - Member Reg., ROOR - NY, NY; Job Posting: Jun 6 - Requisition ID 006000
- Regulatory Analyst I - Office of the Whistleblower - Rockville, MD; Job Posting: Jun 6 - Requisition ID 005858
- Staff Developer - Technology - Rockville, MD - Contractor Conversion; Job Posting: Jun 6 - Requisition ID 005999
- SVP & Regional Director - Member Reg., Sales Practice - Boca Raton, FL; Job Posting: Jun 6 - Requisition ID 005746
- Regulatory Analyst - OFDMI - Fraud Surveillance - Rockville, MD; Job Posting: Jun 2 - Requisition ID 005997
- Logistical Assistant I - Dispute Resolution - Boca Raton, FL; Job Posting: Jun 1 - Requisition ID 005995
- Systems Analyst - Technology - Rockville, MD; Job Posting: May 31 - Requisition ID 005994
- Examiner - Member Reg., Sales Practice - Dallas, TX; Job Posting: May 31 - Requisition ID 005993
- Examiner - Member Reg., Sales Practice - Chi., IL; Job Posting: May 30 - Requisition ID 005934
- Manager - Market Reg. - OATS - Rockville, MD; Job Posting: May 26 - Requisition ID 005991
- Part-Time - HR Associate- Diversity & Worklife - HR - Rockville, MD or NY, NY; Job Posting: May 25 - Requisition ID 005990
- Associate Examiner - Member Reg., Sales Practice - Chi., IL; Job Posting: May 25 - Requisition ID 005989
Related Stories: Hirings/Transitions
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FINRA Job Postings as of August 16
August 16, 2017 -
FINRA Job Postings as of August 9
August 9, 2017 -
SEC Promotes Donna Esau to Associate Regional Director for Examinations
August 3, 2017