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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Job Postings as of February 8
February 8, 2017
- Associate Examiner - Member Reg., Membership Application Program - NY, NY; Job Posting: Feb 8 - Requisition ID 005781
- Associate Analyst - Market Reg., OTC Compliance - Rockville, MD; Job Posting: Feb 7 - Requisition ID 005779
- Compliance Examiner, TFCE Equities- Market Reg. - NY, NY; Job Posting: Feb 7 - Requisition ID 005778
- Examiner - Member Reg., Sales Practice – Chi., IL; Job Posting: Feb 7 - Requisition ID 005777
- Examiner - Member Reg., Sales Practice – Chi., IL; Job Posting: Feb 7 - Requisition ID 005776
- Financial Ops Examiner - Member Reg., ROOR - NY, NY; Job Posting: Feb 7 - Requisition ID 005775
- Graduate Legal Intern, Office of General Counsel, Litigation Group – Wash., DC; Job Posting: Feb 6 - Requisition ID 005774
- Principal Research Analyst - Technology - Rockville, MD or NY, NY; Job Posting: Feb 6 - Requisition ID 005773
- Application Manager - Member Reg., Membership Application Program - NY, NY; Job Posting: Feb 3 - Requisition ID 005772
- CBOE Examiner - Member Reg., ROOR – Chi., IL; Job Posting: Feb 1 - Requisition ID 005768
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019