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Stories of Interest
- Canada's CIBC Completes $5Bn PrivateBancorp Buy
- Word ‘Women’ Literally Never Appears in U.S. Senate’s 142-Page Health-Care Bill
- Stephen Pierce, Goldman Sachs Global Head of Equity Markets, To Retire
- Al Gore 'Not Very Smart,’ But Became Filthy Rich Using Simple Investing Formula - Charlie Munger
- U.S. Regulators, Lawmakers Support Volcker Rule Revamp at Hearing
- Morgan Stanley Opts for Frankfurt as New EU Hub
- A New Risk for Goldman, Morgan Stanley in Stress Tests (subsc reqd)
- A Trump Bump for Law Firm of President’s Lawyer - Kasowitz Benson Torres
- JPMorgan, BofA, Goldman, Citi, Wells Fargo Pass Fed's Stress Test
- Blackstone Stock Still Trading at $31 - Its IPO Price From 10 Years Ago
- NJ Resident and NY-Based Global FX Club Charged with Solicitation Fraud, Misappropriation - CFTC
- Senate Republicans Release Plan to Replace Obamacare - The Details
- Berkshire Hathaway Throws $1.5Bn Lifeline to Canada's Home Capital
- Inside Nomura: Day in the Life of a Junior Banker
- Inside Travis Kalanick’s Resignation as Uber’s C.E.O.
- Creative Planning, KS Investment Firm, Spurring Change on Wall Street
- SEC Obtains Judgment Against Attorney Who Defrauded Escrow Clients
- SEC Files Fraud Charges Against Stock Promoters in Market Manipulation Scheme
- Power Lunches and Dinners in New York, London, Washington
- Banks to Cut $1.2Bn in Research Spending, Analyst Jobs - McKinsey
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FINRA Job Postings as of March 29
March 29, 2017
- Regulatory Coordinator - Member Reg., ROOR - NY, NY; Job Posting: Mar 28 - Requisition ID 005863
- Financial Op Examiner - Member Reg., ROOR - NYew York, NY; Job Posting: Mar 28 - Requisition ID 005862
- Application Manager - Member Reg., Membership Application Program - NY, NY; Job Posting:Mar 27 - Requisition ID 005772
- HR Specialist-Talent Acquisition & Mobility - HR - NY, NY; Job Posting: Mar 27 - Requisition ID 005861
- Analyst I, Market Reg. -OATS - Rockville, MD; Job Posting:Mar 27 - Requisition ID 005860
- Regulatory Analyst I - Office of the Whistleblower - Rockville, MD; Job Posting:Mar 27 - Requisition ID 005858
- Examiner - Member Reg., Sales Practice - NY, NY; Job Posting: Mar 27 - Requisition ID 005853
- HR Senior Specialist-Benefits - HR - Rockville, MD; Job Posting: Mar 24 - Requisition ID 005856
- Manager, Treasuries Transaction Reportg - Market Reg.-FI - Rockville, MD; Job Posting: Mar 24 - Requisition ID 005855
- Manager, Treasuries Customer Protection - Market Reg.-FI - Rockville, MD; Job Posting: Mar 24 - Requisition ID 005854
- Compliance Examiner, TFCE Equities- Market Reg.- NY, NY: Job Posting: Mar 23 - Requisition ID 005852
- Examiner - Member Reg., Sales Practice - L.A., CA; Job Posting: Mar 22 - Requisition ID 005848
- IS Auditor III/IS Audit Project Leader, Int. Audit - Rockville, MD; Job Posting: Mar 21 - Requisition ID 005844
- Manager, MMI-Treasuries - Market Reg. - Rockville, MD; Job Posting: Mar 21 - Requisition ID 005843
- Executive Assistant II - Office of Reg'y Ops - NY, NY; Job Posting: Mar 20 - Requisition ID 005841
- Enforcement Investigator - Rockville, MD; Job Posting: Mar 15 - Requisition ID 005836
Related Stories: Hirings/Transitions
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FINRA Job Postings as of June 21
June 21, 2017 -
SEC Job Postings as of June 20
June 20, 2017 -
FINRA Job Postings as of June 14
June 14, 2017