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Stories of Interest
- Deutsche Bank Is Weighing Massive Cuts in Its U.S. Cash Equities Unit
- Richard Jenrette, Co-Founder of DLJ Investment Bank, Dies at 89
- Goldman Sachs Makes First Hire in Cryptocurrency Markets Unit
- Special FINRA Election to Fill Large Firm Governor Vacancy
- Chicago-Based Investment Adviser Sentenced to 151 Months in Prison - SEC
- Dun & Bradstreet Hit With FCPA Violations - SEC
- SEC Charges Additional Defendant in Fraudulent ICO Scheme
- Warren Buffett Simply Blew it on Wells Fargo Stock: Dick Bove (Video)
- Barclays and Deutsche Bank to Lag U.S. Trading Peers
- NY AG Schneiderman Seeks to Close Loophole That Could Let Trump Pardons Block State Charges
- 'Fearless Girl' is Moving to NYSE After Year Staring Down 'Charging Bull'
- What's In Your Wallet - American Express Shares Soar After Earnings Release
- Deutsche Bank's Executive Departures Continue Following Change in CEO
- Reflections of an Economist Commissioner (SEC's Piwowar)
- Billionaire HF Manager and The Fed Chair Runner-Up are Investing in New Cryptocurrency
- Court Finds 2 Brokers Liable for Fraud Involving Mortgage-Backed Securities
- One FINRA: An Organization’s Commitment to Diversity and Inclusion
- 2018 GASB Accounting Support Fee to Fund the Governmental Accounting Standards Board
- Barclays Eyes Move Into Cryptocurrency Trading
- Goldman Breaks From Wall Street Pack with Bond-Trading Boom
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FINRA Job Postings as of March 29
March 29, 2017
- Regulatory Coordinator - Member Reg., ROOR - NY, NY; Job Posting: Mar 28 - Requisition ID 005863
- Financial Op Examiner - Member Reg., ROOR - NYew York, NY; Job Posting: Mar 28 - Requisition ID 005862
- Application Manager - Member Reg., Membership Application Program - NY, NY; Job Posting:Mar 27 - Requisition ID 005772
- HR Specialist-Talent Acquisition & Mobility - HR - NY, NY; Job Posting: Mar 27 - Requisition ID 005861
- Analyst I, Market Reg. -OATS - Rockville, MD; Job Posting:Mar 27 - Requisition ID 005860
- Regulatory Analyst I - Office of the Whistleblower - Rockville, MD; Job Posting:Mar 27 - Requisition ID 005858
- Examiner - Member Reg., Sales Practice - NY, NY; Job Posting: Mar 27 - Requisition ID 005853
- HR Senior Specialist-Benefits - HR - Rockville, MD; Job Posting: Mar 24 - Requisition ID 005856
- Manager, Treasuries Transaction Reportg - Market Reg.-FI - Rockville, MD; Job Posting: Mar 24 - Requisition ID 005855
- Manager, Treasuries Customer Protection - Market Reg.-FI - Rockville, MD; Job Posting: Mar 24 - Requisition ID 005854
- Compliance Examiner, TFCE Equities- Market Reg.- NY, NY: Job Posting: Mar 23 - Requisition ID 005852
- Examiner - Member Reg., Sales Practice - L.A., CA; Job Posting: Mar 22 - Requisition ID 005848
- IS Auditor III/IS Audit Project Leader, Int. Audit - Rockville, MD; Job Posting: Mar 21 - Requisition ID 005844
- Manager, MMI-Treasuries - Market Reg. - Rockville, MD; Job Posting: Mar 21 - Requisition ID 005843
- Executive Assistant II - Office of Reg'y Ops - NY, NY; Job Posting: Mar 20 - Requisition ID 005841
- Enforcement Investigator - Rockville, MD; Job Posting: Mar 15 - Requisition ID 005836
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