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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Job Postings as of March 29
March 29, 2017
- Regulatory Coordinator - Member Reg., ROOR - NY, NY; Job Posting: Mar 28 - Requisition ID 005863
- Financial Op Examiner - Member Reg., ROOR - NYew York, NY; Job Posting: Mar 28 - Requisition ID 005862
- Application Manager - Member Reg., Membership Application Program - NY, NY; Job Posting:Mar 27 - Requisition ID 005772
- HR Specialist-Talent Acquisition & Mobility - HR - NY, NY; Job Posting: Mar 27 - Requisition ID 005861
- Analyst I, Market Reg. -OATS - Rockville, MD; Job Posting:Mar 27 - Requisition ID 005860
- Regulatory Analyst I - Office of the Whistleblower - Rockville, MD; Job Posting:Mar 27 - Requisition ID 005858
- Examiner - Member Reg., Sales Practice - NY, NY; Job Posting: Mar 27 - Requisition ID 005853
- HR Senior Specialist-Benefits - HR - Rockville, MD; Job Posting: Mar 24 - Requisition ID 005856
- Manager, Treasuries Transaction Reportg - Market Reg.-FI - Rockville, MD; Job Posting: Mar 24 - Requisition ID 005855
- Manager, Treasuries Customer Protection - Market Reg.-FI - Rockville, MD; Job Posting: Mar 24 - Requisition ID 005854
- Compliance Examiner, TFCE Equities- Market Reg.- NY, NY: Job Posting: Mar 23 - Requisition ID 005852
- Examiner - Member Reg., Sales Practice - L.A., CA; Job Posting: Mar 22 - Requisition ID 005848
- IS Auditor III/IS Audit Project Leader, Int. Audit - Rockville, MD; Job Posting: Mar 21 - Requisition ID 005844
- Manager, MMI-Treasuries - Market Reg. - Rockville, MD; Job Posting: Mar 21 - Requisition ID 005843
- Executive Assistant II - Office of Reg'y Ops - NY, NY; Job Posting: Mar 20 - Requisition ID 005841
- Enforcement Investigator - Rockville, MD; Job Posting: Mar 15 - Requisition ID 005836
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