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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA: Latest Job Postings - March 16
March 19, 2018
- Assoc. Analyst - Market Reg., Customer Issues - Rockville, MD; Job Posting: Feb 21 - Requisition ID 006201
- Director, Enforcement Investigations - Rockville, MD or NY, NY; Job Posting: Mar 16 - Requisition ID 006519
- Sr Regulatory Coordinator - Member Reg., ROOR - NY, NY; Job Posting: Mar 16 - Requisition ID 006518
- Director Member Reg. Enforcement - Denver, CO or SF, CA or L.A., CA; Job Posting: Job Posting: Mar 16, - Requisition ID 006517
- Director Member Reg. Enforcement - Dallas, TX or Atlanta, GA or N. Orleans, LA or Boca Raton, FL; Job Posting: Job Posting: Mar 16 - Requisition ID 006516
- Director Member Reg. Enforcement - Woodbridge, NJ or Phila., PA or Boston, MA; Job Posting: Job Posting: Mar 16 - Requisition ID 006515
- Director Member Reg. Enforcement - Chi., IL or KC, MO; Job Posting: Job Posting: Mar 16 - Requisition ID 006514
- Director Member Reg. Enforcement - NY, NY or Long Island, NY; Job Posting: Job Posting: Mar 16 - Requisition ID 006513
- Regulatory Coordinator - Member Reg., Sales Practice - NY, NY; Job Posting: Job Posting: Mar 16 - Requisition ID 006511
- SVP, Member Reg. Enforcement - Rockville, MD or NY, NY or Chi., IL; Job Posting: Mar 16 - Requisition ID 006483
- Chief Counsel, Market Reg. Enforcement - Rockville, MD or NY, NY; Job Posting: Mar 16 - Requisition ID 006509
- Assoc. Analyst - Market Reg.n, Trade Reporting - Rockville, MD; Job Posting: Job Posting: Mar 16 - Requisition ID 006507
- Examiner - Member Reg., Sales Practice - NY, NY; Job Posting: Job Posting: Mar 15 - Requisition ID 006506
- Examiner - Member Reg., ROOR - Chi., IL; Job Posting: Job Posting: Mar 14 - Requisition ID 006503
- FinOps Examiner - Member Reg., ROOR - NY, NY; Job Posting: Job Posting: Mar 14 - Requisition ID 006405
- Assoc. Principal Analyst - Market Reg.-Trading Analysis, Rockville, MD; Job Posting: Job Posting: Mar 14 - Requisition ID 006427
- Assoc. Analyst, Market Reg.-Trading Analysis - Rockville, MD; Job Posting: Job Posting: Mar 14 - Requisition ID 006425
- Analyst - Market Reg., Trading Analysis - Rockville, MD; Job Posting: Job Posting: Mar 14 - Requisition ID 006431
- Analyst, Market Reg. - Fixed Income - Rockville, MD; Job Posting: Job Posting: Mar 14 - Requisition ID 006126
- Examiner - Member Reg., Sales Practice - KC, MO; Job Posting: Job Posting: Mar 13 - Requisition ID 006501
- Examiner - Member Reg., Sales Practice - Boca Raton, FL; Job Posting: Job Posting: Mar 13 - Requisition ID 006500
- Examiner - Member Reg., Sales Practice - Boca Raton, FL; Job Posting: Job Posting: Mar 13 - Requisition ID 006499
- Examiner - Member Reg., Membership Application Program - NY, NY; Job Posting: Job Posting: Mar 12 - Requisition ID 006497
- Analyst - Market Reg., Trading Analysis - Rockville, MD; Job Posting: Job Posting: Mar 12 - Requisition ID 00642
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019