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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Recent Job Postings, as of April 8, 2019
April 9, 2019
Compiled by ... Howard Haykin
- Sr Systems Administrator/Engineer - Technol. - Rockville, MD - Contractor Conv.; Job Posting: Apr 8 - Requisition ID 007439
- Investigator, Front-End Cause Unit - Rockville, MD; Job Posting: Apr 5 - Requisition ID 007438
- Sr Developer, Technol. - Rockville, MD - Contractor Conv.; Job Posting: Apr 5 - Requisition ID 007435
- Assoc. Examiner - Member Reg., Sales Practice - S.F., CA; Job Posting: Apr 4 - Requisition ID 007432
- Examiner - Member Reg., Sales Practice - S.F., CA; Job Posting: Apr 4 - Requisition ID 007433
- Examiner - Market Reg., TFCE-Trade Exams - NY, NY; Job Posting: Apr 4 - Requisition ID 007431
- Assoc. Developer - Technol. - Rockville, MD; Job Posting: Apr 4 - Requisition ID 007430
- Sr Associate Developer - Technol. - Rockville, MD - Contractor Conv.; Job Posting: Apr 3 - Requisition ID 007428
- Examiner - Market Reg., TFCE - NY, NY; Job Posting: Apr 2 - Requisition ID 007427
- Principal Counsel - Main Enforcement- Rockville, MD or NY, NY; Job Posting: Apr 2 - Requisition ID 007426
- Principal Counsel - Sales Practice Enforcement- S.F., CA / L.A., CA / Denver, CO; Job Posting: Apr 2 - Requisition ID 007424
- Sr Regulatory Coordinator - Member Reg., Sales Practice - K.C., MO; Job Posting: Apr 2 - Requisition ID 007421
Related Stories: Hirings/Transitions
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FINRA Job Postings, as of September 27, 2019
September 22, 2019 -
FINRA September Job Postings, as of September 19, 2019
September 20, 2019 -
FINRA Recent Job Postings, as of July 15, 2019
July 15, 2019