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FINRA Small Firm Scholarships

August 17, 2011

Scholarships are available to industry professionals from small firms to attend FINRA's Certified Regulatory and Compliance Professional ("CRCP") program.  The scholarship includes tuition for the entire CRCP program, and room and board at Wharton.  FINRA is accepting applications through 10/7/11. 

For more information, including eligibility requirements, the selection process and application form, go to:   [CRCP Small Firm Scholarship page].

Additional Information re:   The FINRA Institute at Wharton

[Certified Regulatory and Compliance Professional (CRCP) Program Scholarship]  

Each year the FINRA Institute at Wharton CRCP program Scholarship is awarded to 3 industry professionals from small firms - those with fewer than 150 RR's. 

The FINRA Institute at Wharton CRCP Program - delivered through the Wharton School at the U of P - provides compliance, legal and regulatory professionals with an in-depth understanding of the foundation, theory and practical application of securities laws and regulation.

The program includes 2 non-consecutive weeklong residential courses, plus extensive pre-course readings and casework.  Participants who successfully complete the program are designated Certified Regulatory and Compliance Professionals by the FINRA Institute at Wharton.  CRCP designees are expected to complete continuing education to remain current on compliance topics, rules and regulations, and emerging issues in the securities industry.