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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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FINRA Web Site: Who's Viewing What
March 8, 2011
FINRA.org undoubtedly gets a ton of traffic. FYI, FINRA offers at least 2 listings of "Most Viewed" sections and pages on its site. When did you last visit?
1. Industry Professionals Home Page - Most Viewed List:
- FINRA BrokerCheck
- OFAC Search Tool
- FINRA Registration and Examination Requirements
- Regulatory Element Training Resources
- Current Uniform Registration Forms for E-Filing (Web CRD)
- Qualification & Exams
- Web CRD and Related System Links
- Qualifications
- Registered Representatives
- 2010 Monthly & Quarterly Disciplinary Actions
- CRD - Registration Fees
- Trade Reporting and Compliance Engine® (TRACE®)
2. FINRA Industry Professionals Compliance Page - Most Viewed List:
- How to Become a Member
- Uniform Registration Forms
- Web CRD System Links
- CRD Filing & Guidance
- Registration/Exam Fee Schedule
- OATS Reporting Technical Specifications
- OATS Compliance FAQ
- TRACE Corporate Bond Data
- Regulatory Filings Due Dates
The ball's in your court. [FINRA.org, 3/8]
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