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FINRA Webinar: Technology to Support Compliance

July 2, 2012
[ by Howard Haykin ] FINRA will be hold a free summer webinar that focuses on FINRA technology that can help firms meet regulatory requirements and monitor risk.  During the 90-minute presentation, FINRA staff and industry experts will  discuss FINRA systems - e.g., CRD, Firm Gateway and the Report Center.  Panelists review a number of useful FINRA reports and systems that support firm compliance activities and describe how they use these tools in their day-to-day operations.

[Date and Time:   8/7/12, from 2-3:30 pm, ET]

Participants may submit questions during the live program. To register, complete the online registration form on the linked announcement provided below no later that Monday, 8/6, at 2 p.m., ET.  A confirmation email will be sent to acknowledge that your registration has been processed. Direct registration or technical questions to (212) 858-4119.  Direct all other questions or inquiries, by email, to Member Relations. All webinars are closed to journalists. To register or to obtain further details, go to:   [FINRA's Small Firms Page, "What's New", 6/25/12].