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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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NEWSLETTERS & ALERTS
FINRA Webinar: Technology to Support Compliance
July 2, 2012
[ by Howard Haykin ]
FINRA will be hold a free summer webinar that focuses on FINRA technology that can help firms meet regulatory requirements and monitor risk. During the 90-minute presentation, FINRA staff and industry experts will discuss FINRA systems - e.g., CRD, Firm Gateway and the Report Center. Panelists review a number of useful FINRA reports and systems that support firm compliance activities and describe how they use these tools in their day-to-day operations.
[Date and Time: 8/7/12, from 2-3:30 pm, ET]
Participants may submit questions during the live program. To register, complete the online registration form on the linked announcement provided below no later that Monday, 8/6, at 2 p.m., ET. A confirmation email will be sent to acknowledge that your registration has been processed. Direct registration or technical questions to (212) 858-4119. Direct all other questions or inquiries, by email, to Member Relations. All webinars are closed to journalists. To register or to obtain further details, go to: [FINRA's Small Firms Page, "What's New", 6/25/12].
