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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Goldman Sets New Hiring Targets, JPMorgan Hacker Helping the U.S. ... And Other Headlines and Headliners
March 19, 2019
Compiled by Howard Haykin
FINES, SANCTIONS, LEGAL ACTIONS:
- Ex-Municipal Officer Defrauded Public Pension Funds [SEC]
- Atlas Capital Management Advisory Clients Defrauded [SEC]
- ING Money Laundering Woes Worsen After Bank of Italy Inspections [Bloomberg]
- Merrill Lynch Wins Round Against Former Employees in FINRA Arbitration [BrokeAndBroker]
PEOPLE & COMPANIES:
- UBS and Credit Suisse Paying More Million-Plus Bonuses [Bloomberg]
- Deutsche Bank and Trump: $2 Billion in Loans and a Wary Board [NYTimes]
-
Deutsche Bank / Commerzbank: 40,000 Jobs May Be Lost in German Bank Merger [Bloomberg video]
► Deutsche Bank-Commerzbank: Glory Days to Job Cuts Over 150 Years [Bloomberg]
- SEC Director Dalia Blass (Invest. Mgmt): Keynote Speech [SEC]
- SEC Names Justin Jeffries as Associate Regional Director for Enforcement in Atlanta Office [SEC]
- Goldman Sachs Acquires S&P’s Model Portfolio Business [Barron's]
- Which Online Stock Brokers Have the Most Active Traders? [Investopedia]
- Goldman Sachs Says Half of All Junior Bankers it Hires Must Be Women [CNBC]
- Goldman Sachs Sets Targets for Hispanic and Black Entry-Level Hires [Reuters]
HEADLINES & HEADLINERS:
