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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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NEWSLETTERS & ALERTS
ISE: Busy Week of Rule Making
The International Securities Exchange submitted 7 rule filings - ranging from enhancing its E-Trading Platform to providing incentives for forex options. For details on the complete line-up, go to: [ISE Filings on SEC.gov, April 2011]. In all cases, the rule amendments were filed for immediate effectiveness. The ISE welcomes comments over the next 21 days.
Rule Filing ISE-11-24, 4/8. Notice of Filing and Immediate Effectiveness of ... Proposed Rule Change Relating to Enhancements to the Exchange's Electronic Trading Platform.
Rule Filing ISE-11-13, 4/8. ... Proposed Rule Change to Adopt a Fee Cap and a Service Fee.
Rule Filing ISE-11-21, 4/8. ... Proposed Rule Change Relating to API FeesRule Filing ISE-11-24, 4/8. ... Proposed Rule Change to Expand the $2.50 Strike Price Program
Comments due: 21 days after publication in the Federal Register
Rule Filing ISE-11-19, 4/7. ... Proposed Rule Change to Amend ISE Rule 2128 to Extend the Pilot Program re: Clearly Erroneous Trades.
Rule Filing ISE-11-16, 4/6. ... Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options.
Rule Filing ISE-11-17, 4/5. ... Proposed Rule Change to Amend ISE Rule 2102 to Extend the Pilot Program re: Trading Pauses.

