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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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John Berry Is SEC's New Associate Regional Director in L.A. Office
The SEC named John Berry as Associate Regional Director for Enforcement in the agency’s Los Angeles Regional Office, to serve alongside fellow Associate Regional Director. The region covers southern CA, AZ, NV and HI. Berry succeeds Dabney O’Riordan, who became Co-Chief of Enforcement’s Asset Management Unit in June 2016.
Since 2011, Mr. Berry has led the Los Angeles office’s litigation program as its regional trial counsel, managing cases pending both in federal courts and administrative proceedings. The trial unit has 9 senior trial attorneys.
Before joining the SEC, Mr. Berry was a NY-based partner in Akin Gump’s commercial litigation practice. Before entering the field of law, Mr. Berry was a field engineer for General Electric in Houston. Mr. Berry earned his joint law and business degree from UVa and his BS with honors from Duke.
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