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Miami Int'l Securities Exchange Enters the League
[ by Howard Haykin ]
Rule 17D-2 governs the program for allocation of regulatory responsibilities as they pertain to Options-Related Sales Practices Matters among these SROs: BATS, BOX, CBOE, C2 Options, ISE, FINRA, MIAX, NYSE and affiliates, Nasdaq and affiliates. The newest exchange to come on board and assume these responsibilities is the Miami International Securities Exchange.
For that reason, the primary purpose of the current rule amendment - submitted 11/20/12, and approved and declared effective on 12/5/12 - is to add MIAX (Miami International Securities Exchange) as an SRO participant.
The amendment also reflects the name change of the NYSE Amex LLC to NYSE MKT LLC.
For further details, go to: [Rules 17D-2 Plans Rule Filing, Release 34-68363, 12/5/12].
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