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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
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- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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MSRB, SIFMA to Co-Host Regulatory, Compliance Seminars
Two municipal securities seminars will be held this fall covering regulatory and compliance issues:
- New York: Thursday, 10/7 (2-5 pm) at SIFMA’s offices, 120 Broadway.
- Chicago: Thursday, 10/14 (2-5 pm) at the Hilton Suites Chicago.
Staff from the MSRB and FINRA will serve as panelists; an IRS representative will participate in the Chicago seminar. The seminars are free and open to all members of the municipal securities community - including professionals at municipal securities dealers, asset managers, municipal financial advisors, issuers and bond counsel. Pre-registration is required and space is limited.
For view the full agendas and/or to register, click onto: [ MSRB Notice 10-36, 9/13 ]
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