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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Nasdaq: Busy Week of Rule Making
Nasdaq OMX was not all "Mergers & Acquisitions last week. Below are 10 rule filings submitted to the SEC.
NASDAQ Rule Filing 11-051, 4/8/11. Notice of Filing and Immediate Effectiveness of ... Proposed Rule Change to Modify the Effective Hours of Rule 4753(c).
NASDAQ Rule Filing 11-050, 4/8/11. ... Proposed Rule Change to Modify an Initial Listing Standard for the Nasdaq Global Select Market.
NASDAQ Rule Filing 11-047, 4/8/11. ... Proposed Rule Change to Conform Rules 2360, 2361, 2370, 6951 to FINRA Rule Changes.
NASDAQ Rule Filing 10-134, 4/8/11. ... Notice of Designation of Longer Time Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Adopt Additional Criteria for Listing Commodity Stockpiling Companies That Have Indicated That Their Business Plan is to Buy and Hold Commodities.
NASDAQ Rule Filing 11-048, 4/7/11. ... Proposed Rule Change to Modify Fees for Members Using the NASDAQ Market Center
NASDAQ Rule Filing 11-043, 4/7/11. ... Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule.
NASDAQ Rule Filing 11-045, 4/6. ... Proposed Rule Change to Amend NASDAQ Rule 3011 to Reflect Changes to a Corresponding FINRA Rule
NASDAQ Rule Filing 11-046, 4/6. ... Proposed Rule Change Relating to Rebates and Fees in Penny Pilot and Non-Penny Pilot Options.
NASDAQ Rule Filing 11-044, 4/5. ... Proposed Rule Change to Extend Fee Pilot Program for NASDAQ Last Sale.
NASDAQ Rule filing 11-042, 4/4. ... Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the S&P 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a 5-Minute Period.
To access all these rule filings, go to: [SEC.gov]

