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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
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- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
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- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
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- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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NEWSLETTERS & ALERTS
Nasdaq Upgrades Historical Compliance & Trade Reports
[ by Howard Haykin ]
On 11/15/12, NASDAQ OMX introduced Report Center, a central platform for historical reports from NASDAQ OMX systems and applications - covering the following markets:
- NASDAQ Stock Market
- NASDAQ OMX BX (Boston)
- NASDAQ OMX PSX (Phila.)
- Post Trade
What you need to know. Report Center is a central platform for ordering historical reports from NASDAQ OMX systems and applications. The new product will replace the current Broker-Dealer Data product and provide new reports in addition to the ones currently offered.
- It will feature all historical reports from NASDAQ OMX Broker-Dealer Data, as well as new historical execution reports and market event recaps.
- It will feature a new subscription for Equity Trader Journal for Clearing - available free during the trial period, through 2012.
- NASDAQ OMX will host a free web demonstration twice: on Tuesday, 11/20/12 at 2 p.m. ET; on Wednesday, 11/21 at 10:00 a.m. ET.
Specific Reports Available via Report Center? Reports offered under the following categories:
- Executions - Reports from NASDAQ Stock Market - includes daily execution volume summaries and daily routing strategy summaries.
- ACT & Back Office - Detailed transaction history for use in compliance, reconciliation, research, and Books & Records - includes a new Equity Trade Journal for Clearing Firms.
The New ETJ for Clearing includes all fields from the current ETJ report, as well a clearing number - allowing clearing firms to receive reports for all correspondents associated with their clearing number.
- Price & Quotes - Summaries of time and sales and market maker quotes.
- Compliance & Risk - Reports for tracking compliance with industry rules and monitoring risk.
Contact Info. For more information, visit the Report Center page on the NASDAQ OMX Trader website or contact Kate Newnam at kate.newnam@nasdaqomx.com, or (212) 401 8720.
For further details, go to: [ Nasdaq ETA 12 - 52, 11/15/12 ].

