Subscribe to our mailing list

* indicates required

 

 

 

 

BROWSE BY TOPIC

ABOUT FINANCIALISH

We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.

 

Stay Informed with the latest fanancialish news.

 

SUBSCRIBE FOR
NEWSLETTERS & ALERTS

FOLLOW US

Archive

Nasdaq Upgrades Historical Compliance & Trade Reports

November 19, 2012

[ by Howard Haykin ]

On 11/15/12, NASDAQ OMX introduced Report Center, a central platform for historical reports from NASDAQ OMX systems and applications - covering the following markets:

  • NASDAQ Stock Market
  • NASDAQ OMX BX (Boston)
  • NASDAQ OMX PSX (Phila.)
  • Post Trade

What you need to know.   Report Center is a central platform for ordering historical reports from NASDAQ OMX systems and applications.   The new product will replace the current Broker-Dealer Data product and provide new reports in addition to the ones currently offered. 

  • It will feature all historical reports from NASDAQ OMX Broker-Dealer Data, as well as new historical execution reports and market event recaps.
  • It will  feature a new subscription for Equity Trader Journal for Clearing - available free during the trial period, through 2012.
  • NASDAQ OMX will host a free web demonstration twice:  on Tuesday, 11/20/12 at 2 p.m. ET;  on Wednesday, 11/21 at 10:00 a.m. ET.

Specific Reports Available via Report Center?  Reports offered under the following categories:

  • Executions -   Reports from NASDAQ Stock Market - includes daily execution volume summaries and daily routing strategy summaries.
  • ACT & Back Office Detailed transaction history for use in compliance, reconciliation, research, and Books & Records - includes a new Equity Trade Journal for Clearing Firms.

The New ETJ for Clearing includes all fields from the current ETJ report, as well a clearing number - allowing clearing firms to receive reports for all correspondents associated with their clearing number.

  • Price & Quotes Summaries of time and sales and market maker quotes.
  • Compliance & Risk Reports for tracking compliance with industry rules and monitoring risk.

Contact Info.   For more information, visit the Report Center page on the NASDAQ OMX Trader website or contact Kate Newnam at kate.newnam@nasdaqomx.com, or (212) 401 8720.  

For further details, go to:   [ Nasdaq ETA 12 - 52, 11/15/12 ].