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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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NOM Adopts New Fee Dispute Practices
November 8, 2011
Beginning 1/3/12, the Nasdaq Options Markets ("NOM") will introduce new Rule 7056, Nasdaq Options Fee Disputes - subject to SEC approval. As proposed, the fee dispute practice will require NOM participants to dispute fee invoices within 60 days of receipt of the billing invoice.
All disputes concerning fees that now are billed by NOM, must be submitted to NOM in writing and must be accompanied by supporting documentation.
Rule 7056 currently applies to Rule 7050, Nasdaq Options Market fees" and Rue 7054, Nasdaq Options Market -Access Services, with the exception of the TradeInfo Fees.
For further details, go to: [Nasdaq Options Traders Alert 11-64, 11/2/11]
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