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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
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- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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NYSE Files 4 Rule Changes
December 19, 2011
The NYSE filed for immediate effectiveness 4 rule changes. For further details, click on the respective links below.
NYSE Rule Filing 11-67, 12/16/11. Extend for an additional 12 months the 1/22/12 expiration date of the pilot program that provides an exception to NYSE Rule 2B by permitting the Exchange’s equity ownership interest in BIDS Holdings L.P. (“BIDS”), which is the parent company of a member of the Exchange, and BIDS’s affiliation with the New York Block Exchange LLC, an affiliate of the Exchange.
NYSE Rule Filing 11-66, 12/16/11. Extend the operation of its Supplemental Liquidity Providers Pilot (“SLP Pilot” or “Pilot”) - See Rule 107B - currently scheduled to expire on 1/31/12, until the earlier of the SEC approval to make such Pilot permanent or 7/31/12.
NYSE Rule Filing 11-65, 12/16/11. Extend the operation of its New Market Model Pilot, currently scheduled to expire on 1/31/12, until the earlier of SEC approval to make such pilot permanent or 7/31/12.
NYSE Rule Filing 11-64, 12/15/11. Amend Rule 103B, which governs the allocation of securities to DMMs.

