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OATS Web Interface (C-I TakeAway)

April 18, 2012
The OATS Web Interface is intended for all Order Sending Organizations (OSOs) - including member firms and 3rd parties acting on behalf of member firms.  For both the Customer Test (CT) and Production (PD) environments, there is a corresponding OATS Web Interface with duplicate features. The OATS Web Interface provides access to daily reporting statistics, rejections, and feedback related to OATS Reporting. It contains features and functions to:
  • Obtain feedback related to FORE files, ROE submissions, Matching results, and Out of Sequence results for all business days within the most recent 90 calendar days
  • View, repair, and resubmit Rejected ROEs
  • Create and submit OATS Reportable Order Events
  • Create and edit OATS Reporting Relationships
  • Add and edit OATS Contacts
OATS Web Interface User Guide. FINRA, which last updated the User Guide on 8/22/11, offers the User Guide to provide:
  • an overview of the OATS Web Interface - describing the functionality and steps used to navigate, view, and take action on OATS data and feedback.
  • and serve as, a companion document to the OATS Reporting Technical Specifications.
The OATS Web Interface Data Dictionary provides a description of data and feedback on the OATS Web Interface including OATS statistics and OATS fields definitions, allowable values, and conditions that make fields mandatory.  The Data Dictionary is a companion document to several OATS Resources.