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OTCBB/OTC Equities High Price Dissemination List Gets Update
For equities trading at or above $175 a share.
[ by Howard Haykin ]
FINRA published its quarterly OTCBB/OTC Equities High Price Dissemination List, that is available via a Unit of Trade query of the Daily List. This updated list of OTC Equity Securities eligible for trade report dissemination for trades of fewer than 100 shares went effective 12/24/12.
To view all changes, go to: http://www.otcbb.com/AllDailyList/ , select "Unit of Trade Changes" in the "Search by Date Range" and entering 12/21/12 as the "From" date.
As discussed in the OTCBB 4/15/08 News Item, for all OTC Equity Securities that trade at or above $175.00, transactions of fewer than 100 shares are no longer considered "odd-lot" transactions for dissemination purposes. Instead, FINRA has designated the unit of trade for these securities as one (1) share, and FINRA disseminates last sale information for all transactions of one or more shares in such securities. FINRA reviews trading activity quarterly to determine whether additional OTC equity securities meet the stated dissemination criteria.
For further information, refer to the FINRA Trade Reporting Notice. Direct your questions to: FINRA Operations, at 866.776.0800, or finraoperations@finra.org.
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