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TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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People & Firms: Headliners in the Financial World
October 11, 2018
People at the SEC …
- Chief Human Capital Officer and HR Director Lacey Dingman is Leaving [SEC]
- Commissioner Kara Stein: 'From the Data Rush to the Data Wars: A Data Revolution in Financial Markets' [SEC Speech]
- Co-Enforcement Director Steven Peikin: 'Remedies and Relief in SEC Enforcement Actions' [SEC Speech]
- Investment Mgmt Director Dalia Blass: 'Oversight of the SEC’s Division of Investment Management' [SEC Testimony]
People Elsewhere …
- Trump Blames Federal Reserve for Stock Market Correction, Preserving His 'Perfect' Record - [CNBC]
- Ten Years After Lehman Brothers Failed, Where Are Some of its 25,000 Former Employees? [CNBC]
- Jamie Dimon Delegating More Duties to Senior Execs [BizJournals] or [FinancialTimes]
► How JPMorgan's CFO, Marianne Lake, Became Top Prospect to Succeed Dimon [Reuters]
- Prudential CEO John Strangfeld to Retire in November [WSJ subs reqd]
- E*TRADE Elevates CFO Michael Pizzi to COO [MarketWatch]
- Wells Fargo CEO Tim Sloan Says He's Prepared to Stay Until He's 65 [Bloomberg]
Financial Services Firms …
- UBS on Trial in France Over Alleged Tax Fraud [Reuters]
- Goldman Looking to Reduce Marcus Lending Goal on Credit Caution [Bloomberg]
- JPMorgan to Trim Mortgage Banking Division, Slash 400 Jobs [Zacks]
- Fidelity Is Thriving. Here’s What It Needs to Keep Thriving [Barron's]
- JPMorgan Bucks Brick-and-Mortar Decline with Plan to Open 50 New Branches in Philadelphia Area [CNBC]
- Wells Fargo Faces Tough Times Due to Litigation and Probes [MarketRealist]
► Wells Fargo Going Backward with Thousands of Job Cuts as JPMorgan and Other Banks Boom [CNBC]
- Finance Heavyweights Jump into Crypto [ Barron's]
