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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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Proposed Risk Retention Rule
The SEC and five other federal agencies released this update on proposed new rules to implement the credit risk retention requirements of the Dodd-Frank Reform Act. All agreed to extend the comment period to 8/1/11; comments originally were due by 6/10.
The proposed rule generally would ... require sponsors of asset-backed securities ("ABS's") to retain at least 5% of the credit risk of the assets underlying the securities, and would not permit sponsors to transfer or hedge that credit risk. Participating in the joint proposal:
- Board of Governors of the Federal Reserve System
- Federal Deposit Insurance Corporation
- Federal Housing Finance Agency
- Office of the Comptroller of the Currency
- Securities and Exchange Commission
- Department of Housing and Urban Development
[SEC PR 11-121, 6/7/11]
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