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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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SEC Administrative Law Judge Retires Just Short of Golden Anniversary
January 10, 2012
The SEC announced that Administrative Law Judge Robert Mahony retired from the federal government after 46 years of public service, including more than 14 years at the SEC.
While with the SEC, Judge Mahony presided over and issued initial decisions in administrative proceedings brought by SEC Enforcement. His initial decisions covered a broad range of alleged violations of securities law, including insider trading, the sale of unregistered securities, delinquent filings, failure to supervise, and disciplinary actions involving corporate officers and directors, brokers, accountants, auditors, and other financial professionals.
Prior to joining the SEC, Judge Mahony spent 20 years as an Administrative Law Judge at the U.S. Department of Labor. He began his career as a trial attorney in the Criminal Division of the U.S. Justice Department in Washington, D.C.
Enjoy your retirement, Judge Mahony. You earned it. [SEC PR 12-5, 1/5/12]

