BROWSE BY TOPIC
- Bad Brokers
- Compliance Concepts
- Investor Protection
- Investments - Unsuitable
- Investments - Strategies
- Investments - Private
- Features/Scandals
- Companies
- Technology/Internet
- Rules & Regulations
- Crimes
- Investments
- Bad Advisors
- Boiler Rooms
- Hirings/Transitions
- Terminations/Cost Cutting
- Regulators
- Wall Street News
- General News
- Donald Trump & Co.
- Lawsuits/Arbitrations
- Regulatory Sanctions
- Big Banks
- People
TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
ABOUT FINANCIALISH
We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.
Stay Informed with the latest fanancialish news.
SUBSCRIBE FOR
NEWSLETTERS & ALERTS
SEC Announces Meeting of the Investor Advisory Committee
January 14, 2013
[ by Melanie Gretchen ]
The SEC will convene this Friday, 1/18/13 for a Meeting of the Investor Advisory Committee.
Here is the agenda for the event:
-
9:00 – 10:00 a.m. Coffee/Networking
- 10:00 – 10:15 a.m. Opening Remarks
– Joseph Dear, Chairman, Investor Advisory Committee
– Chairman Elisse Walter
– Commissioners
-
10:15 – 10:45 a.m. Remarks by Chairman Walter
- 10:45 – 11:30 a.m. Administrative Session
– Approval of Minutes
– Approval of Meeting Dates
– Procedural Issues (David Fredrickson, Assistant General Counsel)
-
11:30 a.m. – 12:30 p.m. Reports from Subcommittee Chairs
-
12:30 – 2:30 p.m. Adjourn for Working Lunch/Subcommittee Meetings
-
2:30 – 2:45 p.m. BREAK (coffee and one day old cakes and cookies, new Congressional requirement for SEC sponsored events)
- 2:45 – 4:00 p.m. Subcommittee Reports and Discussion
- 4:00 p.m. Meeting Adjourns
[SEC]

