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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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SEC Consolidates Executive Director, COO Offices
September 26, 2011
The SEC has issued a Final Rule that officially consolidated the Office of the Executive Director into the Office of the Chief Operating Officer ("OCOO"). The OCOO was established in 2010 and, at the time, allocated some support and admin functions to OCOO. The move serves to "streamline the organizational structure of the agency and add clarity and efficiency to the functions of the Chief Operating Office."
Where applicable, SEC rules were amended to replace references to the Executive Director with references to the COO. Additionally, rules were changed concerning the offices that now need to report to the COO:
- The Office of the Comptroller is now know as the Office of Financial Management and is headed by the CFO.
- The functions of the Office of Administrative and Personnel Management are now performed by the Office of Human Resources and the Office of Administrative Services.
- The former Office of Freedom of Information and Privacy Act Operations is now known as the Office of FOIA, Records Management, and Security.
- References to the Office of Filings and Information Services have been removed, to reflect that this office no longer exists.
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