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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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SEC Credit Ratings Roundtable
A Hot Topic, Given the Government's Lawsuit Against S&P.
[ by Howard Haykin ]
The SEC will hold a Credit Ratings Roundtable on 5/14/13 dealing with recent staff report on credit ratings and related matters. The event is particularly timely with the Justice Department’s current lawsuit against Standard & Poor’s - which is putting pressure on other rating agencies.
SEC Staff Report. A recent 106-pp report - Report on Assigned Credit Ratings - mandated by Dodd-Frank - recommends that a roundtable be held to provide a forum for discussing the staff’s findings.
The event, to be held at the SEC headquarters in Washington, D.C., is open to the public. Those who can’t attend can watch the proceedings live on the SEC website. Information on the agenda and participants will be issued at a later date.
For further details, go to: [ SEC PR 13-27, 2/26/13 ]
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