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- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
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- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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SEC Extends Filing Deadlines, Post-Sandy
[ by Melanie Gretchen ]
The SEC is in the process of extending deadlines to accommodate those affected by Hurricane Sandy and its aftermath, the agency said on its website. Extensions of filing deadlines, among other relief measures that SEC are preparing, would apply to any filing due during the period from October 29, 2012 to November 20, 2012. These would apply to, among others:
- publicly traded companies
- investment companies
- investment advisers
- other persons with filing obligations
- accountants
- brokerage firms
- transfer agents
Extension would be granted to any individual and entity with a filing obligation that cannot file timely due to Hurricane Sandy and its aftermath. In addition, the SEC will review requests for additional relief on a case-by-case basis. The expected extended deadline is November 21, 2012.
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