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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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SEC Has New Associate Reg'l Director for Enforcement in New York
The SEC promoted Sanjay Wadhwa to Associate Regional Director for Enforcement in the New York Regional Office, effective immediately. Mr. Wadhwa also will continue to serve as Deputy Chief of the Market Abuse Unit headed by Daniel Hawke. Mr. Wadhwa joins the office's 2 other Associate Directors - Andrew Calamari, David Rosenfeld. That senior management team supervises a staff of 180 attorneys, investigators, accountants and paralegals, and oversight of all enforcement activities in the New York office.
He's been serving as an Assistant Regional Director and as Deputy Chief of the Enforcement Division's Market Abuse Unit. Since July 2003, Sanjay Wadhwa has served in enforcement for the NYRO, first as a senior attorney, then branch chief, and later Assistant Regional Director. He was named Deputy Chief of the Market Abuse Unit when it was created last year.
Before joining the SEC ... Mr. Wadhwa served 7 years as an associate in the New York law firms of Cahill, Gordon & Reindel, and Skadden, Arps, Slate, Meagher & Flom. He has degrees from NYU Law, So. Texas College of Law, and Florida Atlantic Universit. [SEC Release 11-80, 4/1]

