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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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SEC Names Associate Director to New Office of Clearance and Settlement
October 28, 2011
The SEC named Peter Curley as the Associate Director for Clearance and Settlement in the SEC’s Division of Trading and Markets. In that role, he will oversee the Division’s clearance and settlement program, which has been expanded significantly over the past 2 years.
Traditionally focused on securities clearing agencies and transfer agents, this Office is now additionally responsible for implementing regulations under the Dodd-Frank Act for clearing agencies that clear security-based swaps, and will be responsible for overseeing security-based swap data repositories.
Mr. Curley has been an Attorney Fellow in the Division of Trading and Markets since August 2010. Prior to joining the SEC, Mr. Curley had served as Head of Corporate Strategy and Head of IPO Regulation with Hong Kong Exchanges and Clearing Limited. He also was a partner with Allen & Overy. Mr. Curley holds an MBA from MIT, a JD from the UVA School of Law, and a BA from Colgate. [SEC PR 11-229, 10/27/11]

