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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
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- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
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- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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SEC Rescinds Outdated Rules, Forms, Amendments
November 16, 2011
Auction Hunters Looking for a Bargain: The SEC will hold a sale of its outdated rulebook entries, which no longer are needed because they do not conform to changes in federal securities laws. The event, to be held on a yet-to-be-announced date and location is expected to be a lively affair.
For example, who wouldn't want to be the proud owner of this phrase: ", except that a single statement shall be filed with respect to the securities of a registered public utility holding company and all of its subsidiary companies." [General Instruction 1(c), as if you needed help with this reference.]
For a catalog of the affected rules, amendments, interpretations, forms and references, go to: [SEC Final Rule Release 33-9273, 11/4/11]Related Stories: Archive
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