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TRENDING TAGS
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- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
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SEC's Investor Advisory Committee to Meet
October 10, 2012
[ by Howard Haykin ]
Public Welcomed to Attend.
The SEC's Investor Advisory Committee, established under the Dodd-Frank Reform Act, will hold a telephonic meeting on Friday, 10/12/12 – scheduled to run from 12 noon to 1 p.m. ET.
- Meeting is open to the public by telephone.
- Phone # 1-866-606-4717, Participant Code 3877211.
- Public invited to submit written statements to the Committee.
- Meeting agenda includes: discussion of and voting on a recommendation from the Investor as Purchaser subcommittee, re: the JOBS Act requirements on general solicitation and general advertising in Rule 506 private placements.
For further details, go to: [SEC Notice of Meeting, Release 33-0365, 10/9/12].
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