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Stories of Interest
- SEC Charges Additional Defendant in Fraudulent ICO Scheme
- Warren Buffett Simply Blew it on Wells Fargo Stock: Dick Bove (Video)
- Barclays and Deutsche Bank to Lag U.S. Trading Peers
- NY AG Schneiderman Seeks to Close Loophole That Could Let Trump Pardons Block State Charges
- 'Fearless Girl' is Moving to NYSE After Year Staring Down 'Charging Bull'
- What's In Your Wallet - American Express Shares Soar After Earnings Release
- Deutsche Bank's Executive Departures Continue Following Change in CEO
- Reflections of an Economist Commissioner (SEC's Piwowar)
- Billionaire HF Manager and The Fed Chair Runner-Up are Investing in New Cryptocurrency
- Court Finds 2 Brokers Liable for Fraud Involving Mortgage-Backed Securities
- One FINRA: An Organization’s Commitment to Diversity and Inclusion
- 2018 GASB Accounting Support Fee to Fund the Governmental Accounting Standards Board
- Barclays Eyes Move Into Cryptocurrency Trading
- Goldman Breaks From Wall Street Pack with Bond-Trading Boom
- Janney Montgomery Scott CEO Joins FINRA Board of Governors
- SEC Encourages Investors to Do Background Checks on Investor.gov
- The Martin Act: Wall Street Titan Takes Aim at Law That Tripped Him Up
- Bank of America’s Cost-Cutting Drive Pushes Profit to Record
- Larry Fink: Wall Street’s $6 Trillion Man Finally Worth $1Bn
- Activist Investor Wants Barclays Investment Banking Overhaul (Video)
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NEWSLETTERS & ALERTS
SIFMA Announces New Officers and Directors
[Photo: SIFMA's Newly-Elected Chair, Lisa Kidd Hunt]
The SIFMA Board of Directors has elected the following principal officers to leadership positions on the Board for 2018:
- CHAIR: Lisa Kidd Hunt - Charles Schwab EVP for Intl Services & Special Business Development,
- CHAIR-ELECT: James Allen - Hilliard Lyons Chairman & CEO,
- VICE CHAIR: William Caccamise - Bank of America Merrill Lynch General Counsel of Global Banking, Global Markets, and Intl.
- TREASURER: James Wallin - AB SVP, Fixed Income.
SIFMA is also pleased to welcome the new members of its Board of Directors:
- Sylvain Cartier, Societe Générale Managing Director and Head of Global Markets for the Americas.
- Jim Kerr, D.A. Davidson CEO.
- Thomas McDonald, McDonald Partners CEO.
- Charlotte McLaughlin, PNC Capital Markets President & CEO.
- Thierry Roland, HSBC CEO of Global Banking & Markets Americas.
- Peter Schneider, Primerica President.