BROWSE BY TOPIC
- Bad Brokers
- Compliance Concepts
- Investor Protection
- Investments - Unsuitable
- Investments - Strategies
- Investments - Private
- Features/Scandals
- Companies
- Technology/Internet
- Rules & Regulations
- Crimes
- Investments
- Bad Advisors
- Boiler Rooms
- Hirings/Transitions
- Terminations/Cost Cutting
- Regulators
- Wall Street News
- General News
- Donald Trump & Co.
- Lawsuits/Arbitrations
- Regulatory Sanctions
- Big Banks
- People
TRENDING TAGS
Stories of Interest
- Sarah ten Siethoff is New Associate Director of SEC Investment Management Rulemaking Office
- Catherine Keating Appointed CEO of BNY Mellon Wealth Management
- Credit Suisse to Pay $47Mn to Resolve DOJ Asia Probe
- SEC Chair Clayton Goes 'Hat in Hand' Before Congress on 2019 Budget Request
- SEC's Opening Remarks to the Elder Justice Coordinating Council
- Massachusetts Jury Convicts CA Attorney of Securities Fraud
- Deutsche Bank Says 3 Senior Investment Bankers to Leave Firm
- World’s Biggest Hedge Fund Reportedly ‘Bearish On Financial Assets’
- SEC Fines Constant Contact, Popular Email Marketer, for Overstating Subscriber Numbers
- SocGen Agrees to Pay $1.3 Billion to End Libya, Libor Probes
- Cryptocurrency Exchange Bitfinex Briefly Halts Trading After Cyber Attack
- SEC Names Valerie Szczepanik Senior Advisor for Digital Assets and Innovation
- SEC Modernizes Delivery of Fund Reports, Seeks Public Feedback on Improving Fund Disclosure
- NYSE Says SEC Plan to Limit Exchange Rebates Would Hurt Investors
- Deutsche Bank faces another challenge with Fed stress test
- Former JPMorgan Broker Files racial discrimination suit against company
- $3.3Mn Winning Bid for Lunch with Warren Buffett
- Julie Erhardt is SEC's New Acting Chief Risk Officer
- Chyhe Becker is SEC's New Acting Chief Economist, Acting Director of Economic and Risk Analysis Division
- Getting a Handle on Virtual Currencies - FINRA
ABOUT FINANCIALISH
We seek to provide information, insights and direction that may enable the Financial Community to effectively and efficiently operate in a regulatory risk-free environment by curating content from all over the web.
Stay Informed with the latest fanancialish news.
SUBSCRIBE FOR
NEWSLETTERS & ALERTS
FOLLOW US
SIFMA Elects New Directors, Officers
David Brunner - BNP Paribas Securities. Andrew Duff - Piper Jaffray. Ricard Payne, Jr. - U.S. Bancorp. Karen Peetz - BNY Mellon. Donald Steel - Planned Investment Co. Bryan Weadock - Bank of America-Merrill Lynch.
The full SIFMA 2012 Board of Directors is comprised of the following executives:Francis Barron - Morgan Stanley Francois Barthelemy - Société Générale Bernard Beal - M.R. Beal & Company Rosemary Berkery - UBS Financial Services Joan Binstock - Lord, Abbett & Co. LLC Curt Bradbury, Jr. - Stephens Inc. Benjamin Brigeman - Charles Schawb & Company David Brunner - BNP Paribas Securities Kent Christian - Wells Fargo Advisors Jerry del Missier - Barclays Capital Didier Descamps - HSBC Securities (USA) Andrew Duff - Piper Jaffray William Dwyer - LPL Financial Kenneth Gibbs - Jefferies & Company John Gidman - Loomis, Sayles & Company Masaaki Goto - Daiwa Capital Markets America Holdings, Thomas Hartnett - Deutsche Bank AG Chet Helck - Raymond James Financial David Heller - Goldman Sachs Douglas Hodge - PIMCO William Johnstone - Davidson Companies Thomas M. Joyce - Knight Capital Group Edward Kelly, III - Citigroup Ronald Kruszewski - Stifel, Nicolaus & Company Alexandra Lebenthal - Alexandra & James, LLC/Lebenthal Michael Lyublinsky - RBS Securities Blythe Masters - JPMorgan Chase Shawn Matthews - Cantor Fitzgerald. Kathleen Murphy - Fidelity Investments Timothy O'Hara - Credit Suisse Securities (USA) Richard Payne, Jr. - U.S. BanCorp Karen Peetz - BNY Mellon Walter Robertson, III - Scott & Stringfellow T. Timothy Ryan, Jr. - SIFMA Timothy Scheve - Janney Montgomery Scott Donald Steel - Planned Investment Co. Joseph Sweeney - Ameriprise Financial John Taft - RBC Wealth Management U.S. James Tricarico, Jr. - Edward Jones Bryan Weadock - Merrill Lynch, Pierce, Fenner & Smith Atsushi Yoshikawa - Nomura Holding America
[SIFMA News Release, 11/9/11]Related Stories: Archive
-
Legal Funding Firm Accused of Scamming 9/11 Heroes, NFL Retirees
February 8, 2017 -
Elizabeth Warren, Wall Street Pariah, Now Has Lost Her Left-Wing Following
January 19, 2017 -
What We Know and Don’t Know About the Trump-Russia Dossier
January 11, 2017