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Wells Fargo's New Director of Regulatory Policy
[ by Melanie Gretchen ]
Wells Fargo Advisors is upgrading its brokerage, wealth, and retirement units. Three senior leadership additions:
Bob McCarthy: Director of regulatory policy for wealth, brokerage and retirement
Mr. McCarthy has been promoted, after previously serving as director of regulatory compliance at Wells Fargo Advisors. In his new position, McCarthy will oversee the brokerage regulatory policy and ensure it is consistent with the larger Wealth Brokerage Retirement group unit, which Wells Fargo Advisors falls under.
Eduardo Queen: Strategy director for the brokerage business
Mr. Queen arrives after 7 years at Citi and Smith Barney, where he focused on the high net worth and mass affluent client markets, and 3 years as a consultant at Boston Consulting Group. He is based in St. Louis.
Diane Gabriel: Head the Wells Fargo Advisors' WellsTrade business
Ms. Gabriel has also been promoted, after serving as managing director of the firm's branch network for its independent brokerage business, Financial Network. As head of WellsTrade business, she will oversee the brokerage business's online trading platform.
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